What we do
Advisory & Consultancy
Regulatory implications of new businesses, assessing impact of new regulations, regulatory and risk matrices, developing trade surveillance framework.
Pre-inspection strategic preparation, strategic advice during regulatory inspections, post-inspection remediation programme.
Provision of customised and interactive training for board of directors, senior management and business on governance, risk and compliance matters.
Outsourced Compliance Programme
Service provider of compliance programme for financial institutions and FinTech companies.
Islamic Finance Compliance Framework
Advising on setting up a syariah-compliant governance and operational framework to meet Islamic Finance requirements.
Reviews & Test Checks
Strategizing and conducting independent test checks/reviews.
Policies & Procedures
Conducting gap analysis of policies, drafting and updating of customised policies and procedures in a user-friendly, practical and risk-focused manner.
Applying for Regulatory Approval
Advice on regulatory licences required, application for new licences/approvals at corporate/individual levels, application for Para 9/11 approvals in Singapore.
Governance & Risk
Corporate Governance Reviews
Gap analysis reviews and benchmarking against relevant Corporate Governance Codes, advise on Corporate Governance best practices and independent Board evaluation.
Review of policies, processes and practices against relevant regulatory requirements and obligations.
Assess business and operational risks to determine current risk profile and identify improvement opportunities.
Develop new (or enhance current) Risk Management and Internal Control frameworks, formalise risk management vision and objectives, establish risk ranking/prioritisation criteria, develop risk monitoring and reporting mechanism, compliance monitoring processes.
Provision of general risk awareness or customised risk management training for management and employees.
Policies & Procedures
Drafting and updating of customised risk-related policies and procedures in line with business priorities.
Conducting internal investigations, and strategizing formal regulatory or law enforcement investigations.
Technology & Risk Management
IT General Controls Audit
Independent assessment of IT controls.
IT Risk Management
Advisory and Consultancy services on IT risk management, including IT Governance, Security Management Framework, IT Outsourcing and Regulatory Compliance.
Disaster Recovery / Business Continuity
Identification of risks and potential impact in relation to business operations, setting up a framework for building resilience and capabilities for an effective response to disasters. This is to safeguard the interests of stakeholders, the company’s reputation, brand and enhance value-creating activities.
We can provide an independent assessment of your current state and enhance or develop your Disaster Recovery Plan. A score card shall be provided detailing our gap analysis of your environment and providing recommendations.
Vendor Risk Management
Vendor management spans across the culture, organization, policies and processes of an organization that provide governance and control across five key areas:
1. Vendor Relationship
2. Vendor Performance
3. Vendor Contract
4. Vendor Financial and
5. Vendor Service Management