What we do

Compliance Solutions

Advisory & Consultancy

Regulatory implications of new businesses, assessing impact of new regulations, regulatory and risk matrices, developing trade surveillance framework.

Regulatory Inspection

Pre-inspection strategic preparation, strategic advice during regulatory inspections, post-inspection remediation programme.

Customized Training

Provision of customised and interactive training for board of directors, senior management and business on governance, risk and compliance matters.

Outsourced Compliance Programme

Service provider of compliance programme for financial institutions and FinTech companies.

Islamic Finance Compliance Framework

Advising on setting up a syariah-compliant governance and operational framework to meet Islamic Finance requirements.

Reviews & Test Checks

Strategizing and conducting independent test checks/reviews.

Policies & Procedures

Conducting gap analysis of policies, drafting and updating of customised policies and procedures in a user-friendly, practical and risk-focused manner.

Applying for Regulatory Approval

Advice on regulatory licences required, application for new licences/approvals at corporate/individual levels, application for Para 9/11 approvals in Singapore.

 

 

Governance & Risk

Corporate Governance Reviews

Gap analysis reviews and benchmarking against relevant Corporate Governance Codes, advise on Corporate Governance best practices and independent Board evaluation.

Regulatory Compliance

Review of policies, processes and practices against relevant regulatory requirements and obligations.

Risk Assessment

Assess business and operational risks to determine current risk profile and identify improvement opportunities.

Risk Advisory

Develop new (or enhance current) Risk Management and Internal Control frameworks, formalise risk management vision and objectives, establish risk ranking/prioritisation criteria, develop risk monitoring and reporting mechanism, compliance monitoring processes.

Risk Training

Provision of general risk awareness or customised risk management training for management and employees.

Policies & Procedures

Drafting and updating of customised risk-related policies and procedures in line with business priorities.

Investigations

Conducting internal investigations, and strategizing formal regulatory or law enforcement investigations.

 

 

Technology & Risk Management

IT General Controls Audit

Independent assessment of IT controls.

IT Risk Management

Advisory and Consultancy services on IT risk management, including IT Governance, Security Management Framework, IT Outsourcing and Regulatory Compliance.

Disaster Recovery / Business Continuity

Identification of risks and potential impact in relation to business operations, setting up a framework for building resilience and capabilities for an effective response to disasters. This is to safeguard the interests of stakeholders, the company’s reputation, brand and enhance value-creating activities.

We can provide an independent assessment of your current state and enhance or develop your Disaster Recovery Plan. A score card shall be provided detailing our gap analysis of your environment and providing recommendations.

Vendor Risk Management

Vendor management spans across the culture, organization, policies and processes of an organization that provide governance and control across five key areas:

1. Vendor Relationship

2. Vendor Performance

3. Vendor Contract

4. Vendor Financial and

5. Vendor Service Management