COMPLIANCE SOLUTIONS

Advisory & Consultancy

Regulatory implications of new businesses, assessing impact of new regulations, regulatory and risk matrices, developing trade surveillance framework.

Regulatory Inspection

Pre-inspection strategic preparation, strategic advice during regulatory inspections, post-inspection remediation programme.

Customized Training

Provision of customised and interactive training for board of directors, senior management and business on governance, risk and compliance matters.

Outsourced Compliance Programme

Service provider of compliance programme for financial institutions and FinTech companies.

Islamic Finance Compliance Framework

Advising on setting up a syariah-compliant governance and operational framework to meet Islamic Finance requirements.

Reviews & Test Checks

Strategizing and conducting independent test checks/reviews.

Policies & Procedures

Conducting gap analysis of policies, drafting and updating of customised policies and procedures in a user-friendly, practical and risk-focused manner.

Applying for Regulatory Approval

Advice on regulatory licences required, application for new licences/approvals at corporate/individual levels, application for Para 9/11 approvals in Singapore.