COMPLIANCE ADVISORY SERVICES

Compliance Advisory Services Compliance and legal risks are significant to your company’s daily business operations. In recent years compliance concerns have come to the fore as corporations seek to grow in an increasingly challenging business climate, coupled with an increasing regulatory complex enviroment. Enterprises are under pressure to demonstrate adequate control over operational, financial and regulatory risks, among others. For this reason, the professional service provider advising you should be prompt in bringing to your attention any potential material non-compliance, and offer practical solutions on resolving these. Rather than just notify you of laws and regulations, we seek to understand your business and provide you practical and cost-effective solutions to avoid potential compliance issues, disputes and conflicts.

Our Compliance Advisory Services include the following:-

Public listed companies

  • Helping clients understand and address compliance risks and requirements under the Singapore Exchange Limited’s (SGX) Mainboard and Catalist Listing Rules and other relevant statutory requirements, including the Singapore Companies Act, Business Trust Act and Code of Collective Investment Schemes
  • Supporting clients in relation to:
    • Due diligence exercises for initial public offerings (IPOs)
    • Due diligence for reverse takeovers (RTOs), general takeovers, and mergers and acquisitions
  • Advising companies listed on the SGX Mainboard and Catalist relating to listing rules and compliance matters

Private companies / Non-Governmental Organisations (Charities, Societies, and Institutions of Public Character (IPCs))

  • Increase in capital investments, acquisition and disposal of assets, changes in capital due to creation of different classes of shares, capital reduction, changes to memorandum and articles, and the proper conduct of meetings / board and shareholders’ meetings
  • Annual compliance in terms of AGMs, filing of accounts, and submission of prescribed documents with relevant authorities
  • Maintaining and updating of statutory registers
  • Dissolution and liquidation of business entities

Offshore companies

  • Advisory work on incorporation of companies in various offshore jurisdictions, maintenance of corporate records, updating statutory registers, and other administrative functions

Limited Liability Partnerships (LLPs) / Limited Partnerships

  • Compliance with the LLP Act and Partnership Act

 

Compliance and legal risks are significant to your company’s daily business operations.  In recent years compliance concerns have come to the fore as corporations seek to grow in an increasingly challenging business climate, coupled with an increasing regulatory complex enviroment. Enterprises are under pressure to demonstrate adequate control over operational, financial and regulatory risks, among others. For this reason, the professional service provider advising you should be prompt in bringing to your attention any potential material non-compliance, and offer practical solutions on resolving these. Rather than just notify you of laws and regulations, we seek to understand your business and provide you practical and cost-effective solutions to avoid potential compliance issues, disputes and conflicts.

Our Compliance Advisory Services include the following:-

Public listed companies

  • Helping clients understand and address compliance risks and requirements under the Singapore Exchange Limited’s (SGX) Mainboard and Catalist Listing Rules and other relevant statutory requirements, including the Singapore Companies Act, Business Trust Act and Code of Collective Investment Schemes
  • Supporting clients in relation to:
    • Due diligence exercises for initial public offerings (IPOs)
    • Due diligence for reverse takeovers (RTOs), general takeovers, and mergers and acquisitions
  • Advising companies listed on the SGX Mainboard and Catalist relating to listing rules and compliance matters

Private companies / Non-Governmental Organisations (Charities, Societies, and Institutions of Public Character (IPCs))

  • Increase in capital investments, acquisition and disposal of assets, changes in capital due to creation of different classes of shares, capital reduction, changes to memorandum and articles, and the proper conduct of meetings / board and shareholders’ meetings
  • Annual compliance in terms of AGMs, filing of accounts, and submission of prescribed documents with relevant authorities
  • Maintaining and updating of statutory registers
  • Dissolution and liquidation of business entities

Offshore companies

  • Advisory work on incorporation of companies in various offshore jurisdictions, maintenance of corporate records, updating statutory registers, and other administrative functions

Limited Liability Partnerships (LLPs) / Limited Partnerships

  • Compliance with the LLP Act and Partnership Act